The FCA aims to enforce compliance and ensure that firms are following The foundations and laws established forth from the FCA handbook. In extraordinary instances, the FCA usually takes unexpected emergency motion and stop brokers from opening new trades for customers, or suspend (or maybe revoke) a broker’s license if there are already sizeable
The FCA aims to implement compliance and be sure that firms are next The principles and regulations established forth while in the FCA handbook. In extraordinary conditions, the FCA may take crisis motion and stop brokers from opening new trades for patrons, or suspend (or even revoke) a broker’s license if there have already been sizeable compli
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